Patient-Centric Regulatory Affairs & Policy
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Incorporation by Reference: ISO 13485 Becomes the New FDA QMSR

On February 2, 2024, we finally got our long awaited Final Rule establishing the new Quality Management System Regulations (QMSR) from the FDA. The new QMSR is essentially the full implementation of ISO 13485 by incorporating the entirety of this standard by reference. With global regulatory frameworks becoming more difficult to manage in terms of compliance, harmonizing with the entirety of the ISO standard with FDA regualtions should have a net positive effect on industry.

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FDA Raises the Bar on Real-World Evidence (RWE) Studies: Is It Worth the Cost?

FDA has raised the bar on real-world evidence (RWE) studies with its new draft guidance. FDA’s expectations that RWE studies be good quality, rigorous, and conducted under a protocol and with IRB approval are not new. But the depth of data assessment, documentation, and requirements for submission outlined in this guidance have been augmented beyond what may be reasonable. A greater desire by regulators for clinical data to support medical device safety and effectiveness is here to stay, not just at FDA, but globally. While the motivations are genuinely for the benefit of public health, the reality is that clinical and observational research is expensive, complicated, time consuming, and burdensome. These costs will ultimately be passed down to payers and patients. I am not sure the incremental confidence FDA has in its regulatory decisions is worth the cost.

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Large Language Models (LLM) in Healthcare are Racist. This is My Surprise Face.

A recent article published in NPJ Digital Medicine found that large language models (LLM) used in healthcare propagate racist medical advice that has largely been debunked. This is not a surprise to me, but it is an alarming finding that reminds us that the data we use to train our AI-driven devices and healthcare decision programs is horribly biased. Industry and regulators must ensure that data being used to train these devices are diverse, equitable, and representative to prevent potential patient harm.

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Why is Medical Device Regulatory Harmonization So Hard?

A recent Northeastern University panel discussion about about the history and future of governance in artificial intelligence got me thinking about harmonization of medical device regulatory policy and wondering why it is so hard to do. As medical device technology is advancing at breakneck speed to bring AI-driven medical devices to patients and practitioners, we are seeing a rapid increase in policy implementation and legislation all intended to govern the use of AI in medical devices - but without much harmonization. Similar lack of harmonization in device classification, quality systems, and RWD/RWE governance have created barriers and costs to industry. With IMDRF being only a voluntary-based collaborative organization, what can be done to facilitate global harmonization of medical device regulation?

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Artificial Intelligence Assurance Lab at FDA - Could Jeff Shuren's Idea Work?

At the October NORD conference, Jeff Shuren suggested that AI-driven medical devices could be designed and evaluated using an FDA AI Assurance Lab. He suggested that this lab could house quality data on which AI algorithms could be trained. But, is this idea too good to be true? Where will the data come from? What therapeutic areas will it include? And will industry play nice in FDA’s AI Assurance Lab sandbox? Given the need for rational, consistent and transparent AI regulatory policy, this could be a great idea. But, the practical application of such a plan is unclear.

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Harmonizing Global Frameworks for Real-World Evidence - Regulatory Alignment for the Benefit of Patients

The desire for RWD/RWE by global regulators to demonstrate medical device safety and efficacy is growing. We exist in an era of unprecedented technological capabilities for data linking, tokenization to protect privacy, and big data analytics. However, many challenges remain with the use of these data for medicines and device evaluation. Data quality, common data models, alignment on statistical methodologies, data linkage technology, data access and privacy, stakeholder agreements for data sharing, patient input and consent, and ethical concerns persist. Regulators must collaborate such that industry can leverage these capabilities in a least burdensome way and ensure RWE is used to effectively and efficiently get innovative medicines and technologies to patients around the world.

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The Next Act in Regulation of AI/ML - Are you Ready for an EU AI CE-mark?

Regulation of artificial intelligence/machine learning (AI/ML) medical devices is heating up worldwide. While FDA has only issued one guidance document and an action plan, the EU is preparing to enact significant legislation that will govern the regulation of AI, including AI medical devices, in the EU. The EU AI Act is scheduled to go into affect in 2024. Medical Device sponsors with AI/ML devices must be ready to meet the requirements of the AI Act along with EU MDR.

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Retrospective Data for Clinical Evidence - Look Back to Move Your Product Forward

Requirements for clinical evidence of medical device safety and performance are increasing globally. Not only in Europe, but in Australia and the United States. For devices that have already been on the market in the United States, you may have an option you hadn’t thought of: a retrospective observational research study. This option is particularly useful for implants, but can be used for any medical device used by or prescribed by a clinician in the United States. Simply put, you can tap into existing medical records to gather sufficient clinical evidence of the safety and efficacy of your device. You just have to make sure you do it the right way. 

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Is FDA Mimicking MDR? Clinical Data Recommendations for 510(k) Submissions

On September 7, 2023, FDA released a new guidance document as part of the 510(k) modernization plan that sets out potential requirements for clinical data in pre-market submissions for Class II medical devices. This guidance should give pause to industry as the vague language appears to give FDA broad authority to request pre-market clinical data for Class II medical devices. The requirements appear to mimic what is happening in the EU under MDR where sufficient clinical data is necessary for a MDR CE mark of these same devices. Did the 510(k) program just get an EU MDR upgrade? If so, these new requirements will hamper innovation and delay patient access to new devices.

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